Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Raymond Arthur Evans | 1858973 | 3 | 05/28/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Thomas Prior Morgan | 1598324 | 1 | 10/21/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Edward Carl Ittner | 255677 | 2 | 01/14/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 01/01/1988 | Customer Dispute | Settled | $15,000.00 | $0.00 | See FINRA Report |
| David Michael Warrick | 1029920 | 1 | 05/26/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph John Bruno | 2379064 | 3 | 04/01/1976 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |