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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 131-140 out of 146 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Joseph Michael Yocavitch1192603712/01/1997Customer DisputeDenied$0.00$0.00See FINRA Report
Raymond Arthur Evans1858973308/07/1997Employment Separation After Allegations$0.00$0.00See FINRA Report
Raymond Arthur Evans1858973306/02/1997Customer DisputeSettled$10,000.00$0.00See FINRA Report
Raoul Kelly Brandt1173932211/15/1996RegulatoryFinal$0.00$0.00See FINRA Report
Joseph John Bruno2379064311/08/1996RegulatoryFinal$0.00$0.00See FINRA Report
Joseph John Bruno2379064308/15/1995Employment Separation After Allegations$0.00$0.00See FINRA Report
Timoleon Lucas Nicholaou1245517801/24/1995Customer DisputeSettled$50,000.00$0.00See FINRA Report
Kris Alan Persinger1741875211/04/1994Customer DisputeSettled$0.00$0.00See FINRA Report
Timoleon Lucas Nicholaou1245517809/24/1993RegulatoryFinal$0.00$0.00See FINRA Report
Joseph Michael Yocavitch1192603711/25/1992Employment Separation After Allegations$0.00$0.00See FINRA Report

146 Results

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