Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Michael Yocavitch | 1192603 | 7 | 12/01/1997 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Raymond Arthur Evans | 1858973 | 3 | 08/07/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Raymond Arthur Evans | 1858973 | 3 | 06/02/1997 | Customer Dispute | Settled | $10,000.00 | $0.00 | See FINRA Report |
Raoul Kelly Brandt | 1173932 | 2 | 11/15/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph John Bruno | 2379064 | 3 | 11/08/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph John Bruno | 2379064 | 3 | 08/15/1995 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Timoleon Lucas Nicholaou | 1245517 | 8 | 01/24/1995 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
Kris Alan Persinger | 1741875 | 2 | 11/04/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Timoleon Lucas Nicholaou | 1245517 | 8 | 09/24/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Joseph Michael Yocavitch | 1192603 | 7 | 11/25/1992 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |