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FINRA Broker Disclosures for Brokers International Financial Services, Llc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.

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Displaying 111-120 out of 146 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Martin Owen McCann2455442911/11/2002Customer DisputeClosed-No Action$78,000.00$0.00See FINRA Report
Timoleon Lucas Nicholaou1245517811/05/2002Customer DisputeSettled$115,000.00$0.00See FINRA Report
Frederick Gustav Creutzer2220579209/27/2002Employment Separation After Allegations$0.00$0.00See FINRA Report
Mark Robert Gremler2597452308/23/2002Customer DisputeDenied$0.00$0.00See FINRA Report
John Evan Davis1689540104/29/2002Customer DisputeAward / Judgment$25,000.00$7,500.00See FINRA Report
Timoleon Lucas Nicholaou1245517804/04/2002Customer DisputeSettled$200,000.00$0.00See FINRA Report
Frederick Gustav Creutzer2220579201/05/2002RegulatoryFinal$0.00$0.00See FINRA Report
Bret William Bell2196064109/19/2001Customer DisputeDenied$0.00$0.00See FINRA Report
Raoul Kelly Brandt1173932204/30/2001Employment Separation After Allegations$0.00$0.00See FINRA Report
John Emil Limpert1782540201/11/2001Customer DisputeClosed-No Action$50,000.00$0.00See FINRA Report

146 Results

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