Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jeff David Jewett | 4568636 | 4 | 08/28/2006 | Customer Dispute | Closed-No Action | $7,338.00 | $0.00 | See FINRA Report |
Jeff David Jewett | 4568636 | 4 | 07/25/2006 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
Danny D Horn | 2740733 | 2 | 07/21/2006 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
Michael Joseph Lucia | 2229559 | 13 | 10/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Stephen Matthew Brotz | 2115213 | 2 | 08/01/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
Paul Timothy Reidy | 2393815 | 1 | 06/21/2005 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
John Fulton Hargraves | 4443581 | 1 | 02/03/2005 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Matthew Douglas Pilz | 1854672 | 2 | 10/25/2004 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
Lee Ann Wilson | 4719247 | 1 | 08/23/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Michael Dean Lisle | 3014232 | 2 | 05/21/2004 | Customer Dispute | Closed-No Action | $6,626.48 | $0.00 | See FINRA Report |