Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy John Hawkins | 4064503 | 2 | 09/15/2008 | Customer Dispute | Settled | $60,000.00 | $0.00 | See FINRA Report |
| Matthew Douglas Pilz | 1854672 | 2 | 06/17/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Joseph Michael Yocavitch | 1192603 | 7 | 10/31/2007 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Jeff David Jewett | 4568636 | 4 | 07/25/2006 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
| Danny D Horn | 2740733 | 2 | 07/21/2006 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |
| Michael Joseph Lucia | 2229559 | 13 | 10/05/2005 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Shawn Donavan Swanson | 2329082 | 1 | 01/07/2004 | Customer Dispute | Settled | $343,548.00 | $0.00 | See FINRA Report |
| Stephen Matthew Brotz | 2115213 | 2 | 12/15/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 01/17/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 11/05/2002 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |