Our Staff has compiled our research into a database of FINRA Broker Disclosures for Brokers International Financial Services, Llc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shawn Donavan Swanson | 2329082 | 1 | 01/07/2004 | Customer Dispute | Settled | $343,548.00 | $0.00 | See FINRA Report |
| Stephen Matthew Brotz | 2115213 | 2 | 12/15/2003 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Danny D Horn | 2740733 | 2 | 08/05/2003 | Customer Dispute | Denied | $22,498.00 | $0.00 | See FINRA Report |
| Joseph Michael Yocavitch | 1192603 | 7 | 04/07/2003 | Customer Dispute | Denied | $15,000.00 | $0.00 | See FINRA Report |
| Scott William Norvell | 2196706 | 5 | 01/28/2003 | Customer Dispute | Closed-No Action | $8,000.00 | $0.00 | See FINRA Report |
| Scott William Norvell | 2196706 | 5 | 01/23/2003 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 01/17/2003 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Martin Owen McCann | 2455442 | 9 | 11/11/2002 | Customer Dispute | Closed-No Action | $78,000.00 | $0.00 | See FINRA Report |
| Martin Owen McCann | 2455442 | 9 | 11/11/2002 | Customer Dispute | Closed-No Action | $78,000.00 | $0.00 | See FINRA Report |
| Timoleon Lucas Nicholaou | 1245517 | 8 | 11/05/2002 | Customer Dispute | Settled | $115,000.00 | $0.00 | See FINRA Report |