Our Staff has compiled our research into a database of FINRA Broker Disclosures for Gcmi Securities Corp.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Conor Riley | 6271067 | 1 | 07/13/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
George William Logan | 720873 | 15 | 08/07/1999 | Customer Dispute | Settled | $12,622.00 | $0.00 | See FINRA Report |
George William Logan | 720873 | 15 | 04/16/1999 | Customer Dispute | Settled | $12,565.00 | $0.00 | See FINRA Report |
George William Logan | 720873 | 15 | 08/10/1998 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
George William Logan | 720873 | 15 | 08/04/1998 | Customer Dispute | Settled | $72,313.00 | $0.00 | See FINRA Report |
George William Logan | 720873 | 15 | 03/27/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
George William Logan | 720873 | 15 | 02/13/1998 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
Christian Saint Andre | 5762306 | 3 | 01/02/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christian Saint Andre | 5762306 | 3 | 09/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Christian Saint Andre | 5762306 | 3 | 09/22/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |