Our Staff has compiled our research into a database of FINRA Broker Disclosures for Symphonic Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Margaret Rowell Anderson | 4510746 | 1 | 06/09/2009 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Juanita Christine Oraevsky | 2207825 | 3 | 02/01/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Juanita Christine Oraevsky | 2207825 | 3 | 11/07/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Juanita Christine Oraevsky | 2207825 | 3 | 04/05/1995 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |