Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuna Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Juan Ernesto Diaz | 5957137 | 1 | 01/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Naomi Yvette Hanson-Galema | 2162153 | 1 | 03/07/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Denise Kay Penn | 6187550 | 1 | 01/13/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John J Comey | 4969407 | 2 | 03/09/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Lee Blum | 2852905 | 1 | 05/02/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |