Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cuna Brokerage Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Michael Mitchell | 2454561 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Michael Mitchell | 2454561 | 2 | 05/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jaylynn M Epps | 6708216 | 1 | 12/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joel Scott Fredrick | 7325735 | 1 | 05/23/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Edwin Potthast | 3088264 | 1 | 03/31/2010 | Customer Dispute | Settled | $17,000.00 | $0.00 | See FINRA Report |
| Eric Ryan Crites | 5876085 | 1 | 04/27/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Curtis Lee Wagaman | 6609883 | 1 | 02/01/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John J Comey | 4969407 | 2 | 09/26/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| David Tramaine Bride | 6382046 | 1 | 03/31/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Jeffrey Wells | 2671501 | 1 | 05/14/2003 | Customer Dispute | Denied | $15,837.00 | $0.00 | See FINRA Report |