Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andes Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Augustus Graham | 1904555 | 4 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Douglas Lenart | 736107 | 1 | 03/30/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Craig Williams | 1451222 | 1 | 05/15/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |