Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andes Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charlie James Harrison | 1376362 | 2 | 10/10/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joseph Patrick Scanlon | 819787 | 1 | 05/22/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |