Our Staff has compiled our research into a database of FINRA Broker Disclosures for Andes Capital Group, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Augustus Graham | 1904555 | 4 | 10/25/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Augustus Graham | 1904555 | 4 | 07/20/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tina Young Hahn | 4800270 | 1 | 03/08/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Keith Augustus Graham | 1904555 | 4 | 10/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keith Augustus Graham | 1904555 | 4 | 02/01/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Daniel Giordano | 2802371 | 7 | 07/16/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Daniel Giordano | 2802371 | 7 | 08/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Daniel Giordano | 2802371 | 7 | 07/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Daniel Giordano | 2802371 | 7 | 03/13/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Daniel Giordano | 2802371 | 7 | 03/21/2016 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |