Our Staff has compiled our research into a database of FINRA Broker Disclosures for ESL Investment Services, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Maryanne Barcellona | 2789806 | 1 | 07/20/2011 | Customer Dispute | Settled | $42,359.10 | $0.00 | See FINRA Report |
| Margaret Mary Gaston | 2400498 | 2 | 11/23/2009 | Customer Dispute | Settled | $692,205.00 | $0.00 | See FINRA Report |
| Margaret Mary Gaston | 2400498 | 2 | 07/07/2006 | Customer Dispute | Settled | $204,000.00 | $0.00 | See FINRA Report |
| Leo Iacobelli | 1717602 | 1 | 07/25/2002 | Customer Dispute | Settled | $8,367.44 | $0.00 | See FINRA Report |
| Todd Philip Mazzo | 6177281 | 1 | 07/07/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |