Our Staff has compiled our research into a database of FINRA Broker Disclosures for Riversource Distributors, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sandy Lee Mikaelson | 4171318 | 3 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Stephen Florman | 7578183 | 2 | 07/08/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sandy Lee Mikaelson | 4171318 | 3 | 04/13/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel R Holt | 2196256 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Louise Faaren | 2818289 | 1 | 07/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Zachary David Lincoln | 7075374 | 1 | 07/10/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rick Ray Thoennes | 6108960 | 2 | 06/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heidi L Keske | 1870351 | 1 | 06/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Scott Benson | 2869736 | 1 | 04/28/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bret John Kelsey | 6506551 | 1 | 12/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |