Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher Andrew Crawford | 5972954 | 1 | 02/09/2023 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| George Wesley Johnson | 4503530 | 1 | 11/09/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kristin Michelle Menz-Yianni | 5380251 | 1 | 12/02/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jose Maria Valenzuela | 2425543 | 1 | 02/22/2012 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Renee Lynn Cuchetti | 2080205 | 2 | 02/25/2010 | Customer Dispute | Denied | $34,011.00 | $0.00 | See FINRA Report |
| Bryan R Byrd | 5728790 | 1 | 10/03/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Renee Lynn Cuchetti | 2080205 | 2 | 09/09/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Bruce Robert Denk | 5420685 | 1 | 06/30/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |