Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael John Mussay | 2147562 | 4 | 02/21/2001 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael John Mussay | 2147562 | 4 | 10/13/2000 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Wayne Favorite | 1230977 | 3 | 08/17/2000 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Deborah L Galarneau | 1931539 | 2 | 03/20/1996 | Customer Dispute | Settled | $175,000.00 | $0.00 | See FINRA Report |
| Michael John Mella | 1295629 | 1 | 08/28/1995 | Customer Dispute | Settled | $90,000.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 10/21/1993 | Customer Dispute | Settled | $86,067.00 | $0.00 | See FINRA Report |
| Daryl Miller | 2706426 | 1 | 02/25/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Wayne Favorite | 1230977 | 3 | 02/14/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 05/31/1990 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| David Alan Farbman | 603433 | 1 | 07/29/1988 | Customer Dispute | Settled | $31,000.00 | $0.00 | See FINRA Report |