Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| John Paul Destefanis | 1716919 | 8 | 12/11/2007 | Customer Dispute | Withdrawn | $0.00 | $0.00 | See FINRA Report |
| John Michael Salley | 870106 | 3 | 10/08/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harley Lance Kaplan | 1195219 | 2 | 12/13/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Harley Lance Kaplan | 1195219 | 2 | 10/13/2006 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian David Colubiale | 3221571 | 1 | 04/24/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrews | 6227932 | 2 | 03/28/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gary R. Smith | 4679964 | 1 | 05/24/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Carol Ann Sumoski | 6290355 | 1 | 12/03/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John Paul Destefanis | 1716919 | 8 | 09/02/2004 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Andre Walter Korogodon | 1359773 | 1 | 05/12/2004 | Customer Dispute | Denied | $38,502.00 | $0.00 | See FINRA Report |