Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| James Ernest Joly | 2193463 | 6 | 09/22/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Melody Vuicich Kump | 1709383 | 1 | 04/04/2017 | Customer Dispute | Settled | $24,134.00 | $0.00 | See FINRA Report |
| Prent Charles Houck | 4768554 | 2 | 10/10/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gary Daniel Devicci | 836377 | 1 | 01/05/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Andrews | 6227932 | 2 | 04/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradford Sanders Myers | 4953780 | 1 | 03/26/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ernest Joly | 2193463 | 6 | 08/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| William A Fochi | 1773450 | 4 | 09/19/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Ernest Joly | 2193463 | 6 | 08/20/2012 | Customer Dispute | Settled | $800,000.00 | $0.00 | See FINRA Report |
| Michael Wayne Favorite | 1230977 | 3 | 09/22/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |