Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cantella & Co., Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William A Fochi | 1773450 | 4 | 02/17/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Paul Melnyk | 5537961 | 1 | 11/20/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Stockwell | 6398497 | 4 | 08/01/2019 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Mark William Menard | 2066519 | 2 | 06/17/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ernest Joly | 2193463 | 6 | 06/11/2019 | Customer Dispute | Denied | $84,687.00 | $0.00 | See FINRA Report |
| Elizabeth Stockwell | 6398497 | 4 | 03/19/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Ernest Joly | 2193463 | 6 | 07/10/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| John Joseph Foltz | 5270240 | 1 | 04/11/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alan Lee Supp | 2702624 | 2 | 03/15/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Bruce Stanley Jakiel | 5774870 | 1 | 02/16/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |