Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bruce Larry Fleet | 1529233 | 6 | 11/02/2009 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Bruce Larry Fleet | 1529233 | 6 | 12/20/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Larry Fleet | 1529233 | 6 | 02/28/2002 | Customer Dispute | Denied | $44,732.00 | $0.00 | See FINRA Report |
| Bruce Larry Fleet | 1529233 | 6 | 09/25/2001 | Customer Dispute | Award / Judgment | $0.00 | $386,000.00 | See FINRA Report |
| Bruce Larry Fleet | 1529233 | 6 | 10/01/1994 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bruce Larry Fleet | 1529233 | 6 | 05/11/1994 | Customer Dispute | Settled | $110,398.00 | $0.00 | See FINRA Report |