Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Lloyd Clark | 3044343 | 3 | 06/24/2010 | Customer Dispute | Settled | $67,950.00 | $0.00 | See FINRA Report |
| Roger Lee Fuller | 2674665 | 1 | 02/23/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Phillip Lloyd Clark | 3044343 | 3 | 11/11/2008 | Customer Dispute | Denied | $35,000.00 | $0.00 | See FINRA Report |
| Phillip Lloyd Clark | 3044343 | 3 | 07/05/2006 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |