Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas James Carstens | 2141430 | 5 | 06/26/2022 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Carstens | 2141430 | 5 | 02/27/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Carstens | 2141430 | 5 | 01/08/2014 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Carstens | 2141430 | 5 | 11/14/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas James Carstens | 2141430 | 5 | 05/19/2004 | Customer Dispute | Denied | $21,318.50 | $0.00 | See FINRA Report |