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FINRA Broker Disclosures for GAR Wood Securities, LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for GAR Wood Securities, LLC. Search or filter the database to find more about a specific broker.

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Displaying 7 out of 7 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Darren Dennis Day1703244206/04/2018Judgment / Lien$0.00$0.00See FINRA Report
Oscar Samuel Renjel4800963108/04/2017Customer DisputeClosed-No Action$25,000.00$0.00See FINRA Report
Jason Paul Toledo4848324109/15/2016CriminalFinal Disposition$0.00$0.00See FINRA Report
Darren Dennis Day1703244209/17/2015Judgment / Lien$0.00$0.00See FINRA Report
Vernon Hugh Jones4316356101/22/2015Customer DisputeSettled$300,000.00$0.00See FINRA Report
Robert Stanton Jersey1592359101/04/2013RegulatoryFinal$0.00$0.00See FINRA Report
Robert Coleman Jersey5870086101/14/2006CriminalFinal Disposition$0.00$0.00See FINRA Report

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