Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Timmick | 3212857 | 2 | 08/15/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stevin Lindsay Moses | 2864303 | 3 | 03/07/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stevin Lindsay Moses | 2864303 | 3 | 03/07/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Stevin Lindsay Moses | 2864303 | 3 | 10/14/2015 | Customer Dispute | Settled | $257,000.00 | $0.00 | See FINRA Report |
| Nick Charles Hoffmann | 2114796 | 4 | 08/23/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Reid | 4853412 | 1 | 07/28/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Bryan M Rigg | 5117040 | 1 | 10/09/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Edward Roberts | 4533614 | 1 | 09/12/2013 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Timmick | 3212857 | 2 | 04/17/2012 | Customer Dispute | Settled | $37,758.70 | $0.00 | See FINRA Report |
| Manuel Medeiros Goulart | 2751714 | 3 | 11/15/2011 | Customer Dispute | Denied | $17,207.00 | $0.00 | See FINRA Report |