Our Staff has compiled our research into a database of FINRA Broker Disclosures for Founders Financial Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Luis E Padilla | 4628614 | 1 | 06/27/2008 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Thomas Albert Lampert | 2024000 | 1 | 12/06/2005 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Gary Joseph Siano | 1273119 | 3 | 08/19/2005 | Customer Dispute | Denied | $16,245.80 | $0.00 | See FINRA Report |
| Gary Joseph Siano | 1273119 | 3 | 01/12/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Jeffery Ralph Gosen | 1889470 | 3 | 03/26/2001 | Customer Dispute | Denied | $22,000.00 | $0.00 | See FINRA Report |