Our Staff has compiled our research into a database of FINRA Broker Disclosures for Tobin & Company Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Theodore Joseph Aust | 5851779 | 1 | 11/08/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Raymond O'Connor | 6661379 | 5 | 11/30/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |