Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Phillip Chad Castle | 2619152 | 1 | 07/30/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Letendre | 2434408 | 1 | 01/04/2002 | Customer Dispute | Denied | $8,146.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/12/2001 | Customer Dispute | Settled | $26,804.40 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 08/15/2001 | Customer Dispute | Closed-No Action | $85,000.00 | $0.00 | See FINRA Report |
| Jonathan B Erwin | 5837866 | 1 | 03/02/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Stephen Joseph Agrista | 1840 | 2 | 02/06/2001 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/19/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/17/2000 | Customer Dispute | Settled | $45,000.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/12/2000 | Customer Dispute | Settled | $32,677.10 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 08/16/2000 | Customer Dispute | Settled | $217,936.00 | $0.00 | See FINRA Report |