Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leslie Catherine Verkuilen | 6192119 | 1 | 09/05/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Louis Messing | 6691793 | 3 | 04/21/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 02/05/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Henry Repass | 1565887 | 1 | 02/02/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Patrick John Connolly | 2445963 | 1 | 03/18/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Charles Randolph Lee | 2988647 | 1 | 02/06/2003 | Customer Dispute | Denied | $22,200.00 | $0.00 | See FINRA Report |
| Nicholas Ralph Camp | 2004769 | 1 | 02/03/2003 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Gerard Madden | 1924019 | 3 | 11/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 09/11/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 09/10/2002 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |