Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Lee-Karl Beckett | 3186927 | 3 | 12/12/2008 | Investigation | $0.00 | $0.00 | See FINRA Report | |
| Robert Michael Lester | 4885592 | 4 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 10/09/2008 | Customer Dispute | Settled | $45,946.80 | $0.00 | See FINRA Report |
| Stephen Joseph Agrista | 1840 | 2 | 05/19/2008 | Customer Dispute | Settled | $1,003,570.00 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/14/2006 | Customer Dispute | Withdrawn | $13,373.00 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 06/06/2006 | Customer Dispute | Denied | $65,404.80 | $0.00 | See FINRA Report |
| Steven Eugene Boyer | 2176313 | 3 | 05/17/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 06/28/2005 | Customer Dispute | Settled | $9,983.69 | $0.00 | See FINRA Report |
| Curtis Gordon MacOmber | 1304269 | 1 | 09/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |