Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas Rudolph Fortino | 2579139 | 5 | 04/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Lori Arlene Wagner | 5029648 | 1 | 12/27/2011 | Customer Dispute | Settled | $66,788.90 | $0.00 | See FINRA Report |
| Michael Ryan Kren | 5598381 | 2 | 03/17/2011 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Lee-Karl Beckett | 3186927 | 3 | 12/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Erick J Arnett | 5007131 | 2 | 08/31/2010 | Customer Dispute | Closed-No Action | $13,862.70 | $0.00 | See FINRA Report |
| Kevin Todd Clark | 1971370 | 2 | 08/30/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert Cruces | 2641065 | 2 | 08/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Ryan Kren | 5598381 | 2 | 02/12/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kevin Todd Clark | 1971370 | 2 | 05/13/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Jason Lee-Karl Beckett | 3186927 | 3 | 01/02/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |