Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Eugene Kearney | 4460539 | 5 | 10/03/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Eugene Kearney | 4460539 | 5 | 10/03/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Eugene Kearney | 4460539 | 5 | 09/11/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Eric Eugene Kearney | 4460539 | 5 | 07/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lonnie Wayne Hood | 1112289 | 1 | 05/31/2013 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| Michael Mark McGregor | 2263066 | 1 | 05/17/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Bryan Michael Uselding | 5134289 | 1 | 01/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Doron Mehler | 6227827 | 2 | 12/20/2012 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 08/21/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 08/21/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |