Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
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| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Gall | 1824483 | 1 | 01/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 12/10/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Rudolph Fortino | 2579139 | 5 | 12/01/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 07/16/2015 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Jason Michael Crump | 4096604 | 1 | 04/13/2015 | Customer Dispute | Settled | $9,000.00 | $0.00 | See FINRA Report |
| Thomas Scott Zickau | 2760534 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alfred Morgan | 1152434 | 1 | 10/07/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ryan David Cowley | 2944134 | 2 | 05/07/2014 | Customer Dispute | Settled | $574,745.00 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 02/06/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Thomas Rudolph Fortino | 2579139 | 5 | 10/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |