Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
James Herbert Bailey | 1393256 | 1 | 12/18/1996 | Customer Dispute | Award / Judgment | $216,522.00 | $216,522.00 | See FINRA Report |
David Louis Messing | 6691793 | 3 | 10/07/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Steven Eugene Boyer | 2176313 | 3 | 04/25/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Martini Jansen | 2290021 | 5 | 01/15/1995 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |
Jonn Thomas Mason | 822882 | 1 | 12/21/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jason William Bergey | 2827188 | 1 | 11/18/1993 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Steven Eugene Boyer | 2176313 | 3 | 08/05/1993 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Robert Michael Lester | 4885592 | 4 | 03/23/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
Antoine G Ducros | 1410101 | 1 | 01/15/1990 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |