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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 21-30 out of 31 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Christopher John Lester28753701410/17/2000Customer DisputeSettled$45,000.00$0.00See FINRA Report
Christopher John Lester28753701410/12/2000Customer DisputeSettled$32,677.10$0.00See FINRA Report
Christopher John Lester28753701408/16/2000Customer DisputeSettled$217,936.00$0.00See FINRA Report
Christopher John Lester28753701408/16/2000Customer DisputeSettled$27,310.70$0.00See FINRA Report
Christopher John Lester28753701408/16/2000Customer DisputeSettled$55,136.90$0.00See FINRA Report
Christopher John Lester28753701408/16/2000Customer DisputeSettled$46,490.40$0.00See FINRA Report
Christopher John Lester28753701408/16/2000Customer DisputeSettled$95,000.00$0.00See FINRA Report
Christopher John Lester28753701408/07/2000Customer DisputeSettled$30,000.00$0.00See FINRA Report
Christopher John Lester28753701403/28/2000Customer DisputeSettled$45,638.40$0.00See FINRA Report
Christopher John Lester28753701401/27/2000Customer DisputeSettled$25,912.20$0.00See FINRA Report

31 Results

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