Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Lori Arlene Wagner | 5029648 | 1 | 12/27/2011 | Customer Dispute | Settled | $66,788.90 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 10/09/2008 | Customer Dispute | Settled | $45,946.80 | $0.00 | See FINRA Report |
| Stephen Joseph Agrista | 1840 | 2 | 05/19/2008 | Customer Dispute | Settled | $1,003,570.00 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 06/28/2005 | Customer Dispute | Settled | $9,983.69 | $0.00 | See FINRA Report |
| John Henry Repass | 1565887 | 1 | 02/02/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Patrick John Connolly | 2445963 | 1 | 03/18/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Kevin Gerard Madden | 1924019 | 3 | 11/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/12/2001 | Customer Dispute | Settled | $26,804.40 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 10/19/2000 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |