Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Stanley Daniel Stanek | 6267827 | 2 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Matthew K Carrier | 5696242 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Andre Obrian Harrielal | 4259305 | 1 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Donald T Murphy | 6716061 | 1 | 08/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Thomas Scott Zickau | 2760534 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |