Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregory John Gall | 1824483 | 1 | 01/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Scott Zickau | 2760534 | 1 | 01/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 10/23/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bryan Michael Uselding | 5134289 | 1 | 01/16/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 08/21/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas Rudolph Fortino | 2579139 | 5 | 04/03/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Lee-Karl Beckett | 3186927 | 3 | 12/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Cruces | 2641065 | 2 | 08/23/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Eugene Boyer | 2176313 | 3 | 05/17/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Louis Messing | 6691793 | 3 | 04/21/2004 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |