Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Keith Rufus Lamb | 2545868 | 1 | 04/09/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John J Browne | 6688279 | 1 | 01/13/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Daniel Stanek | 6267827 | 2 | 11/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stanley Daniel Stanek | 6267827 | 2 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew K Carrier | 5696242 | 2 | 07/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Gerard Madden | 1924019 | 3 | 07/20/2018 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Andre Obrian Harrielal | 4259305 | 1 | 03/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erick J Arnett | 5007131 | 2 | 02/13/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Donald T Murphy | 6716061 | 1 | 08/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nancy Lee Bartolameolli | 4924149 | 1 | 06/07/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |