Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher John Lester | 2875370 | 14 | 08/16/2000 | Customer Dispute | Settled | $95,000.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 08/07/2000 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 03/28/2000 | Customer Dispute | Settled | $45,638.40 | $0.00 | See FINRA Report |
| Christopher John Lester | 2875370 | 14 | 01/27/2000 | Customer Dispute | Settled | $25,912.20 | $0.00 | See FINRA Report |
| James Herbert Bailey | 1393256 | 1 | 12/18/1996 | Customer Dispute | Award / Judgment | $216,522.00 | $216,522.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 01/15/1995 | Customer Dispute | Settled | $25,000.00 | $0.00 | See FINRA Report |