Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David John Gagnon | 2200199 | 4 | 04/07/2008 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/14/2006 | Customer Dispute | Withdrawn | $13,373.00 | $0.00 | See FINRA Report |
| David John Gagnon | 2200199 | 4 | 06/06/2006 | Customer Dispute | Denied | $65,404.80 | $0.00 | See FINRA Report |
| James Phillip Winther | 3188240 | 2 | 06/28/2005 | Customer Dispute | Settled | $9,983.69 | $0.00 | See FINRA Report |
| Curtis Gordon MacOmber | 1304269 | 1 | 09/30/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| John Henry Repass | 1565887 | 1 | 02/02/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Patrick John Connolly | 2445963 | 1 | 03/18/2003 | Customer Dispute | Settled | $20,000.00 | $0.00 | See FINRA Report |
| Charles Randolph Lee | 2988647 | 1 | 02/06/2003 | Customer Dispute | Denied | $22,200.00 | $0.00 | See FINRA Report |
| Kevin Gerard Madden | 1924019 | 3 | 11/22/2002 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Christopher John Letendre | 2434408 | 1 | 01/04/2002 | Customer Dispute | Denied | $8,146.00 | $0.00 | See FINRA Report |