Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ryan David Cowley | 2944134 | 2 | 05/07/2014 | Customer Dispute | Settled | $574,745.00 | $0.00 | See FINRA Report |
| Eric Eugene Kearney | 4460539 | 5 | 07/22/2013 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Lonnie Wayne Hood | 1112289 | 1 | 05/31/2013 | Customer Dispute | Denied | $5,200.00 | $0.00 | See FINRA Report |
| Michael Mark McGregor | 2263066 | 1 | 05/17/2013 | Customer Dispute | Denied | $50,000.00 | $0.00 | See FINRA Report |
| Lori Arlene Wagner | 5029648 | 1 | 12/27/2011 | Customer Dispute | Settled | $66,788.90 | $0.00 | See FINRA Report |
| Erick J Arnett | 5007131 | 2 | 08/31/2010 | Customer Dispute | Closed-No Action | $13,862.70 | $0.00 | See FINRA Report |
| Kevin Todd Clark | 1971370 | 2 | 05/13/2009 | Customer Dispute | Denied | $7,000.00 | $0.00 | See FINRA Report |
| Robert Michael Lester | 4885592 | 4 | 11/03/2008 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John Martini Jansen | 2290021 | 5 | 10/09/2008 | Customer Dispute | Settled | $45,946.80 | $0.00 | See FINRA Report |
| Stephen Joseph Agrista | 1840 | 2 | 05/19/2008 | Customer Dispute | Settled | $1,003,570.00 | $0.00 | See FINRA Report |