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FINRA Broker Disclosures for

Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.

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Displaying 11-20 out of 42 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Angelo Talebi22438294206/08/2017Customer DisputeSettled$575,000.00$0.00See FINRA Report
Angelo Talebi22438294203/24/2017Customer DisputeSettled$100,000.00$0.00See FINRA Report
Angelo Talebi22438294209/14/2016Employment Separation After Allegations$0.00$0.00See FINRA Report
Angelo Talebi22438294208/02/2016Customer DisputeClosed-No Action$49,000.00$0.00See FINRA Report
Angelo Talebi22438294207/22/2016Customer DisputeDenied$121,009.00$0.00See FINRA Report
Angelo Talebi22438294202/19/2016Customer DisputeSettled$0.00$0.00See FINRA Report
Angelo Talebi22438294212/18/2015Customer DisputeDenied$200,000.00$0.00See FINRA Report
Angelo Talebi22438294212/11/2015RegulatoryFinal$0.00$0.00See FINRA Report
Angelo Talebi22438294212/11/2015Customer DisputeSettled$454,579.00$0.00See FINRA Report
Angelo Talebi22438294211/27/2015Customer DisputeDenied$500,000.00$0.00See FINRA Report

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