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FINRA Broker Disclosures for Cabin Securities, Inc.

Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabin Securities, Inc.. Search or filter the database to find more about a specific broker.

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Displaying 21-27 out of 27 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Lawrence Sheldon Steinberg2349876401/31/2016Customer DisputeSettled$6,500.00$0.00See FINRA Report
William Brian Candler2802438105/15/2015RegulatoryFinal$0.00$0.00See FINRA Report
Kean L Amaral5018949205/01/2015Employment Separation After Allegations$0.00$0.00See FINRA Report
Michael William Tryon5738385103/02/2015Customer DisputeClosed-No Action$30,000.00$0.00See FINRA Report
Lawrence Sheldon Steinberg2349876401/16/2014Employment Separation After Allegations$0.00$0.00See FINRA Report
Sterling Vaughn Louviere2021328111/14/2012Customer DisputeSettled$23,824.00$0.00See FINRA Report
Kean L Amaral5018949212/01/2010Customer DisputeDenied$70,795.80$0.00See FINRA Report

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