Our Staff has compiled our research into a database of FINRA Broker Disclosures for Cabin Securities, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Lawrence Sheldon Steinberg | 2349876 | 4 | 01/31/2016 | Customer Dispute | Settled | $6,500.00 | $0.00 | See FINRA Report |
William Brian Candler | 2802438 | 1 | 05/15/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Kean L Amaral | 5018949 | 2 | 05/01/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Michael William Tryon | 5738385 | 1 | 03/02/2015 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
Lawrence Sheldon Steinberg | 2349876 | 4 | 01/16/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Sterling Vaughn Louviere | 2021328 | 1 | 11/14/2012 | Customer Dispute | Settled | $23,824.00 | $0.00 | See FINRA Report |
Kean L Amaral | 5018949 | 2 | 12/01/2010 | Customer Dispute | Denied | $70,795.80 | $0.00 | See FINRA Report |