Our Staff has compiled our research into a database of FINRA Broker Disclosures for Courtlandt Securities Corporation. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael Lawrence Cruz | 2130750 | 4 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lawrence Cruz | 2130750 | 4 | 06/19/2015 | Customer Dispute | Settled | $1,760,000.00 | $0.00 | See FINRA Report |
| Michael Lawrence Cruz | 2130750 | 4 | 08/30/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Lawrence Cruz | 2130750 | 4 | 08/07/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |