Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pacer Financial, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Alexander Thomas Skaltsis | 6816977 | 1 | 12/21/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Derrick Christopher Boyer | 7423121 | 1 | 05/03/2018 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Edward Ohara | 1312483 | 2 | 06/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Mark Alivernini | 5485838 | 1 | 04/10/2017 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Reilly Norton | 5563915 | 1 | 10/21/2016 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Alec Henry Dirks | 7554792 | 1 | 08/02/2016 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Edward Ohara | 1312483 | 2 | 03/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher James Smith | 7070098 | 1 | 07/02/2014 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Sean Paul Parkinson | 5989834 | 1 | 03/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan D Javie | 7132831 | 1 | 06/29/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |