Our Staff has compiled our research into a database of FINRA Broker Disclosures for Bluerock Capital Markets LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Guillermo Enrique Barriga | 5637656 | 1 | 12/16/2022 | Criminal | Pending Charge | $0.00 | $0.00 | See FINRA Report |
| Matthew Stephen Diferdinando | 5505479 | 1 | 06/18/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Damian Paul Gallagher | 1673433 | 2 | 10/28/2009 | Customer Dispute | Settled | $834,167.00 | $0.00 | See FINRA Report |
| Damian Paul Gallagher | 1673433 | 2 | 08/19/2009 | Customer Dispute | Settled | $418,718.00 | $0.00 | See FINRA Report |
| Jason William van Dusen | 5168247 | 1 | 10/05/2008 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Donald M Keefe | 6566738 | 1 | 08/17/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |