Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kyle Anthony Pitts | 2364011 | 1 | 05/16/2006 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Francis Matthew Kelly | 1336443 | 5 | 04/09/1998 | Customer Dispute | Award / Judgment | $390,340.00 | $94,050.10 | See FINRA Report |
| John Kevin Kelly | 1067637 | 1 | 04/09/1998 | Customer Dispute | Settled | $390,340.00 | $0.00 | See FINRA Report |
| Francis Matthew Kelly | 1336443 | 5 | 09/03/1997 | Customer Dispute | Award / Judgment | $12,366.00 | $10,000.00 | See FINRA Report |
| Francis Matthew Kelly | 1336443 | 5 | 09/03/1997 | Customer Dispute | Award / Judgment | $73,513.00 | $16,500.00 | See FINRA Report |
| Francis Matthew Kelly | 1336443 | 5 | 09/30/1996 | Customer Dispute | Award / Judgment | $81,577.40 | $20,317.20 | See FINRA Report |
| Francis Matthew Kelly | 1336443 | 5 | 09/08/1996 | Customer Dispute | Award / Judgment | $101,000.00 | $18,950.00 | See FINRA Report |