Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Gregg James Heidbreder | 5717677 | 1 | 01/22/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robert A Cooke Sr | 704677 | 2 | 06/26/2001 | Customer Dispute | Settled | $40,000.00 | $0.00 | See FINRA Report |
| Robert A Cooke Sr | 704677 | 2 | 12/09/1998 | Customer Dispute | Settled | $6,298,000.00 | $0.00 | See FINRA Report |