Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Joseph Matkovic | 2297505 | 1 | 05/08/1975 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Grover Edward Stults | 2650732 | 1 | 05/10/1973 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Alfonso Levertis Johnson | 4349148 | 1 | 12/04/1971 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Russell S Danna | 2934949 | 1 | 06/11/1970 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |